Take a step toward creating the
business you’ve always envisioned.

Dear Advisor

Golden State Wealth Management is designed to support the evolution of your career.  You may be looking to own your practice for the first time, collaborate with an experienced network of advisors, implement a succession plan, or leverage the services and support of a large team.  Whatever your motivation, Golden State Wealth Management can make these aspirations a reality for you.

We believe in creating lasting partnerships through working with our network of highly successful financial planners and advisors to help you build a more valuable practice.

Allow us to show you the benefits of joining Golden State.

John Nahas
Chief Development Officer
Golden State Wealth Management

Our Mission

Golden State Wealth Management elevates the business of successful financial professionals through supported independence and practice ownership.  We do this in three distinct areas; successful transitions, ongoing professional assistance, and business consulting.

The Golden State Service Model

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Golden State Wealth Management equips advisors to succeed in their own business.  Our business model is designed with a suite of resources to educate, train, and empower independent advisors to reach the ideal vision of the future and enjoy long-term success.

We achieve this by focusing on three main areas of service.

A Successful Transition

We realize that a successful conversion of your business is the most important factor in creating a sustainable and successful practice. Golden State Wealth Management takes every step possible to prepare for the day that you begin your transition. From pre-transition coaching, to process management, and on-site repapering, our goal is to support you through this extremely important time.

Ongoing Professional Assistance

Independence does not need to be isolated.  The firm believes in providing resources that allow your practice to run smoothly, without interfering with your unique business style.  This may include connected technology, access to proprietary StarPoint portfolios with Golden State Asset Management, group events, and regulatory guidance specific to your practice.

Business Consulting

Planning for the future ensures success over the long haul, and we’re with you every step of the way.  We help map out a business and lifestyle roadmap, with guidance in growth, acquisition, and succession.  The effort you place in your practice should ultimately increase the value of your business.  Careful decision making and a well-executed plan based on industry accepted standards can help your dream become a reality.

Your Affiliation, Simplified

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Our ideal advisor possesses clearly defined goals for their practice that, when combined with the resources and support of GSWM, set them up to achieve great things. We appreciate what makes you a successful advisor: your autonomy. As a result, we don’t limit our advisors with minimums or maximums that will stifle your practice’s vision. In fact, GSWM offers a particularly high level of personalization. We design our affiliation model specific to you, to give you the support you need.
We allow our advisors the freedom to design their service around the principles and practices that work for them, with the added benefits of a Registered Investment Advisor and access to the largest independent broker/dealer in the country*.

And regardless of your needs during your practice’s transition – from compliance oversight to office space – partnering with GSWM brings with it innumerable benefits.

* As reported in Financial Planning magazine June 1996-2015, based on total revenues

MEET OUR TEAM

Benefits of Partnership

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Be Part of a Dependable Team

We have your back at all times! Owning your own practice doesn’t have to be risky or lonely. With us, you are your own boss, but also part of a dependable team that is always there to support you.

Get Comprehensive Support

With a dedicated and experienced licensed transition specialist, back office support team (not just a call center), and practice development strategies, you have the help needed on your path to success.

Enjoy Luxury Offices

Use of the GSWM office suite will help to elevate your practice. Enjoy fully-equipped and impeccably furnished meeting rooms, as well as permanent or temporary office space to make a valuable first impression on prospective clients in an environment of approachable luxury.

As an advisor, you will enjoy:

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  • Practice Ownership
  • A competitive revenue structure (begins at a net 95%)
  • Product and Advisory Consultations
  • Collaborative Team Approach with voluntary best practices meetings to continually grow and develop
  • Affiliation with a Registered Investment Advisor
  • Access to the SWM platform with no asset administration fees
  • In house B/D Compliance Oversight
  • Encrypted Laptop and Personal VoIP Telephone
  • Custom Web Presence
  • Marketing and Branding
  • Best in Class Dedicated Service and Support Team from LPL
  • Buy/Sell Agreement offered by GSWM
  • Access to Proprietary StarPoint Portfolios And Trading Support with Golden State Asset Management
  • Real-time Business Valuation Tool

Your clients will benefit from:

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Increased professional presence

Impress your current and future clients with a customized and personalized marketing suite that may include your website, printed materials, and a video message.

A larger base of experts

We understand the importance of addressing your clients’ concerns.  GSWM is your resource in navigating the complex space of financial planning and identifying resources.

Your own personal touch

You make a difference in your clients’ lives through your own unique attention to detail.  Allow GSWM to provide the flexibility that allows you to continue doing what you do best.

Ready to own your own business with the security and strength of a whole team behind you? Take the first step toward creating the business you envision. Allow us to have a confidential conversation to discuss your goals for owning your practice today.

CONTACT US

Golden State Wealth Management
19800 MacArthur Boulevard, Suite #855
Irvine, CA 92612
[email protected]
866.273.1563
949.428.4290

Investment products, consultation and investment process, business focus and knowledge as indicated within this website may vary among affiliates of Golden State Wealth Management, LLC. Clients are urged to perform due diligence when selecting advisors to confirm understanding of advisor’s business process and knowledge. The financial consultants of Golden State Wealth Management, LLC are registered representatives with and securities offered through LPL Financial, Member FINRA/SIPC. Investments advice offered through LPL Financial, Member FINRA/SIPC. Investment advice offered through Golden State Wealth Management, LLC, a registered investment advisor and separate entity from LPL Financial.

The LPL Financial representative associated with this website may discuss and/or transact securities business only with residents of the following states: AR, AZ, CA, CO, CT, GA, HI, KS, MO, MT, NJ, NM, NV, NY, OH, OR, TX, UT, VA, WA, WY. Golden State Wealth Management is a registered investment adviser in the States of California and Washington. The adviser may not transact business in states where it is not appropriately registered, excluded or exempt from registration. This website is solely for informational purposes. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. No advice may be rendered by Golden State Wealth Management, LLC unless a client service agreement is in place.

If you are a client of an LPL Financial advisor, please contact your advisor with any account-related inquiries. If your advisor is unavailable, you may call (800) 558-7567 for assistance from an LPL Financial associate.