01.The Golden State
About Golden State
Golden State Wealth Management and the Golden State family of companies are SEC registered investment advisers dedicated to financial professionals and their clients. The firm was founded in 2013 by a group of executives who collectively contribute over 50 years of industry experience and has partnered with advisors serving over $1.5 billion in brokerage and advisory assets. Golden State’s infrastructure provides an extensive support network through succession planning, compliance oversight, dedicated transition support, a cost-efficient investment platform and a Turnkey Asset Management Program with that seeks to provide its network of advisors with equity ownership opportunities. The Golden State family of companies maintain business alignments with LPL Financial, the nation’s largest independent broker/dealer*, Raymond James and Charles Schwab, some of the nation’s largest independent custodians, who provide comprehensive tools and research necessary in today’s complex markets.
With a flagship office in South Coast Metro, California and the goal of expanding offices across the country, Golden State is committed to creating an atmosphere that benefits both advisors and their investors. More information can be found at www.TeamGoldenState.com.
- As reported in Financial Planning magazine, June 1996-2019, based on total revenue.
- As reported in Orange County Business Journal, June 3, 2019, based on assets under management.
The ﬁnancial advisors of Golden State are registered representatives with and securities offered through LPL Financial, Member FINRA/SIPC. Investment advice offered through Golden State, a Registered Investment Advisor. Golden State and LPL Financial are separate entities.
For media inquiries:
Jennifer Nahas 949-433-6860