01.The Golden State
Golden State is a Registered Investment Advisor dedicated to financial professionals and their clients. The firm was founded in 2013 by a group of executives who collectively contribute over 50 years of industry experience and has partnered with advisors serving over $1.5 billion in brokerage and advisory assets. Golden State’s infrastructure provides an extensive support network through succession planning, compliance oversight, dedicated transition support, a cost-efficient investment platform and a Turnkey Asset Management Program with equity ownership opportunities. A business alignment with LPL Financial, the nation’s largest independent broker/dealer*, Raymond James, TD Ameritrade, and Charles Schwab, some of the nation’s largest independent custodians, provide comprehensive tools and research necessary in today’s complex markets.
With a flagship office in South Coast Metro, California and expanding offices across the country, Golden State is committed to creating an atmosphere that benefits both advisors and their investors.
* As reported by Financial Planning magazine, June 1996-2019, based on total revenue.